Legal and Compliance Services

  • Respond to Pension Funds Adjudicator complaints and FSCA enquiries.
  • Ensure that PFA determinations are actioned timeously and appropriately.
  • Report on all Pension Funds Adjudicator complaints and determinations, FSCA enquiries and regulatory matters.
  • Provide legal input on Section 37D matters including divorce orders, maintenance orders, withholding of benefits due to Employer claims and housing loans.
  • Draft Rules and Rule Amendments, including Special Rules.
  • Attend to Section 14 Transfers, both in and out, and related matters including liaison with the FSCA.